AI Search

Navigating new AML/CFT regulations for investment advisers

Webinar | 1 min read

February 26, 2025

Navigating new AML/CFT regulations for investment advisers

FinCEN has expanded the definition of “financial institutions” under the Bank Secrecy Act (BSA) to include Registered Investment Advisers (RIAs) and Exempt Reporting Advisers (ERAs). This significant change now requires RIAs and ERAs to implement a robust Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) program by January 1, 2026. 

This webinar will break down the requirements, timelines, and practical steps firms can take to ensure compliance and mitigate risk. We’ll also explore how global AML/CFT frameworks—particularly in the UK and Europe—can offer valuable insights to help RIAs and ERAs develop effective compliance programs and stay ahead of regulatory challenges.

This webinar covers:

  • Understanding FinCEN’s proposed regulations
  • Global perspective on AML/CFT requirements
  • Key compliance steps for RIAs and ERAs
  • Practical insights to streamline readiness efforts
  • Live Q&A with our speakers

Moderator

Sarah Koch

Sarah Koch

Global Program Head, Client Outreach Services

eClerx

Speakers

Abhineet Jain

Head of BFSI AI, Products & Financial Crime Compliance Practice

Patrick Reid

Patrick Reid

Vice President – Anti-Money Laundering

Bridge Investment Group

Access the webinar on-demand

Who should join

contact pinContact Us

Safe harbour

The presentations, videos, and other Investor Day materials have been prepared for informational purposes only. Certain statements contained in these materials may constitute forward-looking statements regarding eClerx's business outlook, growth strategy, market opportunities, client demand, operational priorities, technology and AI-led initiatives, investment plans and anticipated financial and operating performance.

These forward-looking statements are based on management's current expectations, assumptions and estimates and are subject to known and unknown risks and uncertainties that could cause actual results to differ materially from those expressed or implied. Such risks and uncertainties include, but are not limited to: changes in global economic and business conditions, customer spending patterns, competitive pressures, technological developments including evolving regulations relating to AI, data privacy and data protection, cybersecurity threats, talent availability and retention, currency fluctuations, geopolitical developments and other factors that may affect the Company's business, clients and operating performance.

Forward-looking statements are made only as of the date of the relevant Investor Day materials and should not be relied upon as indicators or guarantees of future performance. The Company undertakes no obligation to publicly update, revise or supplement any forward-looking statement to reflect subsequent events or circumstances, except as required by applicable law.

By clicking ‘Accept’ or accessing these Investor Day materials, you acknowledge that you have read and understood this Safe Harbour Statement.
Decline
Accept